Venture Capital

This is the KYC dashboard for venture capital, part of tax and compliance in Carta's ERP for private capital. Verifying your investors' identities is critical for meeting anti money laundering requirements and minimizing regulatory risk exposure. But collecting sensitive information, like government IDs, tax IDs, institution documents, and ownership structures, often creates compliance gaps and slows down closings. Here's how Carta's KYC dashboard centralizes due diligence and automates document collection and screening.

From a single dashboard, you can track every LP's KYC status, view completed identity verifications and watch list screenings, and see flagged items that require review, whether you're onboarding new LPs through Carta's closings tool or running ongoing KYC for your fund. The system cross references global watch lists, including OFAC and PEP databases, to ensure every individual and entity is thoroughly reviewed for due diligence. Initiate a KYC request for any investor with a single click. LPs are prompted to securely upload IDs and supporting documents so you can collect everything needed for compliance fast.

No more emailing sensitive data back and forth. Check results in real time. You can see what's deriving the risk level, and if an identity verification or watch list screening flags an issue, you can follow-up directly from the dashboard and track the history. You can also generate a CDD, Customer Due Diligence Report, with a summary of initial KYC and ongoing monitoring, ready for review at any time that includes the results of each check done and any notes from our compliance team's review.

Only Carta's ERP brings your investor due diligence and fund workflows into one single system of record.