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Policy Newsletter

SEC 2026 agenda signals regulatory relief for private fund advisers, continued focus on capital formation
SEC 2026 agenda signals regulatory relief for private fund advisers, continued focus on capital formation
Plus, SCOTUS strips agency independence.
Continuation vehicles in the crosshairs
Continuation vehicles in the crosshairs
Plus, Washington starts drawing AI’s new perimeter.
Carta discusses future of American capital, while policymakers debate future of regulation for prediction markets, crypto, and frontier AI
Carta discusses future of American capital, while policymakers debate future of regulation for prediction markets, crypto, and frontier AI
Plus, Peirce’s parting wisdom on the future of SEC regulation, and Carta Policy participates in U.S. Chamber’s Capital Markets Summit: The Future of American Capital.
SEC issues relief to expand retail exposure to private capital; examines IPO frictions
SEC issues relief to expand retail exposure to private capital; examines IPO frictions
SEC issues relief to open-end funds, expanding private market access. Meanwhile, frontier AI labs partner with PE firms, forming rival joint ventures that accelerate enterprise adoption of its tools. 
SEC increasing scrutiny on private credit—valuation is the key
SEC increasing scrutiny on private credit—valuation is the key
SEC escalates private credit scrutiny, Carta pursues 401(k) equity reform, AI preemption stalls, and data privacy bill advances—plus prediction market insider trading enforcement.
Carta hits the Hill to expand retirement options for employees
Carta hits the Hill to expand retirement options for employees
Carta meets with top regulators on the Hill to advocate for equity-based 401(k) contributions. In addition, the SEC and CFTC propose Form PF changes as private credit faces new scrutiny.