Stay ahead of Australia's evolving fund regulations

Even experienced fund managers struggle to keep up with the evolving regulatory expectations set by the Australian Securities and Investments Commission (ASIC). With each policy change, private funds must navigate a complex web of compliance obligations that impact how they raise and deploy capital.

Get the Australia Private Fund Regulatory Playbook

This playbook is designed to help venture capital and private equity firms stay up to speed with Australia’s current regulatory framework and compliance priorities. It covers:

  • Fund structures and tax considerations: VCLPs, ESVCLPs, Managed Investment Trusts, and AMITs, with a breakdown of tax treatment for domestic and foreign LPs.

  • Regulation of the fund manager: AFSL licensing requirements, your options for obtaining or hosting a licence, AUSTRAC/AML obligations, and the conduct standards ASIC expects.

  • Fundraising compliance: Wholesale vs. retail investor distinctions, PDS requirements, marketing restrictions under the Corporations Act, and what's changing for foreign fund managers from 2027.

DISCLOSURE: This communication is on behalf of eShares, Inc. dba Carta, Inc. ("Carta"). This communication is for informational purposes only, and contains general information only. Carta is not, by means of this communication, rendering accounting, business, financial, investment, legal, tax, or other professional advice or services. This publication is not a substitute for such professional advice or services nor should it be used as a basis for any decision or action that may affect your business or interests. Before making any decision or taking any action that may affect your business or interests, you should consult a qualified professional advisor. This communication is not intended as a recommendation, offer or solicitation for the purchase or sale of any security. Carta does not assume any liability for reliance on the information provided herein. © 2026 Carta. All rights reserved. Reproduction prohibited.