TRANSFER AGENT SERVICES

Meet your new SEC-registered transfer agent

With Carta, record transactions, issue and cancel securities, and get financial reports. We also offer equity plan administration software and ESPPs, so you can manage all your stock in one place.

TRANSFER AGENT SERVICES

Why choose Carta as your transfer agent?


Modern technology

When you issue securities on Carta, your equity information is updated in real-time.

Experienced, service-focused team

We bring deep industry experience and pride ourselves on exceptional customer service.

All-in-one

Carta also offers equity plan administration and ESPP software, in the same platform.

FULL-SERVICE TRANSFER AGENT

The trusted way to issue certificates

Shareholder services

We’ll maintain your stockholder records and assist your stockholders with inquiries, like transfer requirements, lost certificates, and address changes.

Proxy services and corporate action processing

We’ll help you navigate the annual meeting process and provide proxy service support (including e-Proxy/Notice & Access). You can also run detailed reports from Carta anytime.

REGISTERED TRANSFER AGENT

We’re SEC-registered

Trust and customer service

We hold our team to the highest standards, ensure we follow all regulations, and help you stay compliant. We acquired Philadelphia Stock Transfer in early 2018, and maintain their commitment to service and expertise.

Additional products

In addition to our transfer agent services, Carta also offers equity plan administration and ESPP software, so you can manage all your stock in one place.

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Learn how to prep for an IPO

Our IPO Preparedness Guide will walk you through the process and how to choose a transfer agent.

JOIN CARTA

Transition to Carta’s transfer agent services


eShares, Inc. DBA Carta, Inc. is a transfer agent registered with the U.S. Securities and Exchange Commission. The services and information described in this communication are provided to you “as is” and “as available” without warranties of any kind, expressed, implied or otherwise, including but not limited to all warranties of merchantability, fitness for a particular purpose, or non-infringement. Neither eShares, Inc. DBA Carta, Inc. nor any of its affiliates will be liable for any damages, including without limitation direct, indirect, special, punitive or consequential damages, caused in any way or arising from the use of the services or reliance upon the information provided in this communication or in connection with any failure of performance, error, omission, interruption, defect, delay in operation or transmission, computer virus or line or system failure. Transfer Agent services for DTC-eligible registered companies provided by Philadelphia Stock Transfer, a Carta affiliate. Carta Securities LLC is a broker-dealer and a member of FINRA and SIPC. Contact: eShares, Inc. DBA Carta, Inc., 195 Page Mill Road, Suite 101, Palo Alto, CA 94306.

© 2018 ESHARES, INC. DBA CARTA, INC.