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Cap Table Management

Manage equity plans with diverse vesting schedules and distribution rules

Waterfall Modeling

Run any waterfall model with a bespoke modeling engine.

Valuations

Get audit-ready 409A, liquidation threshold, or profit interest valuations

Financial Reporting

Generate automated and audit-defensible ASC 718 reports

Distributions

Streamline distributions through cap table and waterfall integration

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Learn more about new private fund adviser rules and what these changes mean for your fund

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Manage equity plans with diverse vesting schedules and distribution rules

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Run any waterfall model with a bespoke modeling engine

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Streamline distributions through cap table and waterfall integration

Valuations

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Financial Reporting

Generate automated and audit-defensible ASC 718 reports

Employee equity guide

Learn how to build an employee equity plan that is right for you

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Streamline how you manage equity, stay IRS compliant, and generate reports
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For Companies

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Classroom /Results

Search results

17 entries found

Regulation

Sections 3(c)(1) and 3(c)(7) of the Investment Company Act

Policy

April 2024

Sections 3(c)(1) and 3(c)(7) of the Investment Company Act

Learn the key differences between the exemptions for private funds offered by Section 3(c)(1) and Section 3(c)(7) of...

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Policy

February 2024

The venture capital regulatory playbook

Carta’s venture capital regulatory playbook gives fund managers a comprehensive guide to the current state of private...

View

Policy

January 2024

Registered investment adviser (RIA)

A registered investment adviser (RIA) is anyone whose work in the financial sector requires them to register with the...

Form ADV is a disclosure document that all investment advisers must submit to the SEC and to relevant state securities...

Know your customer (KYC) checks help companies and financial institutions comply with anti-money laundering (AML)...

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Investors

September 2023

Cayman Islands AML & KYC requirements

This article covers what you need to know about anti-money laundering (AML) and know your customer (KYC) requirements...

Learn what an accredited investor is, requirements and qualifications, why the requirement exists, and how the...

Blue sky laws regulate security sales to protect public purchasers from fraud. Learn more about blue sky law...

Rule 701 allows private companies to issue <$10M in equity to employees with a securities exemption. Learn more about...

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Investors

April 2023

Qualifying venture capital fund

A qualifying venture capital fund is private fund with no more than 250 beneficial owners and $100 million in assets....

A qualified purchaser can invest in unregistered securities. Here's what they need to qualify and how they differ from...

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Policy

December 2022

Venture capital regulations

The SEC regulates most aspects of venture capital funds and fund managers. Learn more about private fund regulation...

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What is a 409A valuation?
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Exercising stock options
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