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Equity Management
All Equity Management
From issuing early equity to IPO, build and scale your business on one platform
Cap Table Management
Issue, track, and process payments for your company's equity securely
409A Valuations
Enter audits with confidence with tailored, cost-effective valuations
SAFE Financings
Issue SAFEs, collect signatures, and move money securely on one platform
Financial Reporting
Generate your latest stock-based compensation reports in a few clicks
Equity Advisory
Empower your team with actionable tax and equity knowledge
Total Compensation
Get reliable salary and equity benchmarks
Liquidity
Execute secondary transactions that fully integrate with your cap table
QSBS Attestation
Optimize your equity tax benefit with the QSBS tax exemption
Launch
For early-stage founders to manage equity and build their cap table
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Fund Management
All Fund Management
Leverage a suite of products and services to support your firm at every stage
Fund Administration
Automate your back office with solutions from scenario modeling to closings
Fund Formations
Form your fund, administer the first close, and execute capital calls in six weeks
Fund Tax
Unlock a seamless tax season with your fund accounting and taxes in one place
SPVs
Form, close, and administer your SPV in just a few clicks
Forecasting & Planning
Guide your fund’s strategy with data-driven precision
ASC 820
Get audit-ready valuations for consistent financial reporting
Capital Call Line of Credit
Access capital outside your regular call cadence
Carta Carry
App
Track tasks, message fund admins, and make approvals-from anywhere
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For Equity Management
Find the solutions you need to drive your business forward at any stage
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For Fund Management
Providing VCs with an automated back office to help them run funds of any size
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For Private Equity
Built for PE funds and portcos (LLC or C-Corp) to manage ownership
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For early-stage founders to manage equity and build their cap table
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Search results
17 entries found
Regulation
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Equity Education
February 2025
Rule 701
Under Rule 701, private companies can issue up to a certain amount of equity to employees in a 12-month period. Learn more about the Rule 701 exemption and its disclosure requirements.
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Policy
April 2024
Sections 3(c)(1) and 3(c)(7) of the Investment Company Act
Learn the key differences between the exemptions for private funds offered by Section 3(c)(1) and Section 3(c)(7) of the Investment Company Act.
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Investors
April 2024
Rule 506(b) vs. Rule 506(c)
Raising capital in a Rule 506(b) vs. Rule 506(c) offering is a critical choice for GPs of private funds. Learn the differences between these rules before fundraising.
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Venture Capital
March 2024
Exempt reporting adviser (ERA)
An exempt reporting adviser is a type of investment adviser that is not required to register with the SEC or a state securities regulator.
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Policy
February 2024
The venture capital regulatory playbook
Carta’s venture capital regulatory playbook gives fund managers a comprehensive guide to the current state of private market regulation.
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Policy
January 2024
Registered investment adviser (RIA)
A registered investment adviser (RIA) is anyone whose work in the financial sector requires them to register with the SEC or a state securities authority.
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Venture Capital
January 2024
Form ADV
Form ADV is a disclosure document that all investment advisers must submit to the SEC and to relevant state securities regulators.
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Investors
October 2023
AML & KYC
Know your customer (KYC) checks help companies and financial institutions comply with anti-money laundering (AML) regulations. Learn the differences.
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Investors
September 2023
Cayman Islands AML & KYC requirements
This article covers what you need to know about anti-money laundering (AML) and know your customer (KYC) requirements for funds in the Cayman Islands.
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Equity Education
July 2023
Accredited investors
Learn what an accredited investor is, requirements and qualifications, why the requirement exists, and how the accredited investor rules may change.
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Founder Education
June 2023
Blue sky laws
Blue sky laws regulate security sales to protect public purchasers from fraud. Learn more about blue sky law regulations and exemptions for VCs.
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Investors
April 2023
Qualifying venture capital fund
A qualifying venture capital fund is private fund with no more than 250 beneficial owners and $12 million in assets. It also must meet the statutory definition of a venture capital fund.
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