Industry groups have sued the SEC over its controversial Private Fund Adviser rules.

Many private funds and private fund advisers will be exempt from CTA reporting requirements. But some entities within a fund’s organizational structure may not be covered by an exemption, and are thus subject to BOI reporting requirements

Employee ownership should be a standard part of employee compensation and business strategy across sectors and industries.

Carta’s venture capital regulatory playbook gives fund managers a comprehensive guide to the current state of private market regulation.

Learn about the Corporate Transparency Act (CTA) for private companies, including reporting requirements, filing penalties, and possible exemptions. Download a free compliance checklist to get started.

A registered investment adviser (RIA) is anyone whose work in the financial sector requires them to register with the SEC or a state securities authority.